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Ships within 48 hours · Estimated delivery Jul 27 - Aug 1
5 CPT hour
Due Diligence Procedures: Who should be identified for FATCA and CRS purposes and how
learners will gain insights into their roles and responsibilities throughout the BCM lifecycle
This course is a general introduction to key concepts of Insider Trading
This course is an induction course for new joiners and a refresher course for existing staff
Investment Sales and Suitability in Hong Kong Singapore 5 CPT hourThe course covers topics such as obligations on selling financial products and code of conduct in Hong Kong. The course discusses in depth the implications of not following the guidelines set by the SFC. You will earn 1 CPT hour upon completion. After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email regcomhk. trainingteam@iqeq.
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US$ 10.99